Polygraphs have both criminal and civil applications:
Criminal Investigation
If a pool of suspects is large, the polygraph can help to
eliminate people and narrow the field. It can also be used
during interrogation to elicit confessions. Whenever
polygraphs are used with suspects, they must be advised of their
rights and their attorneys must be present to witness any waiver of
their rights.
The wording of the test questions is generally devised between
the investigator and the polygrapher, based on the facts of the
case.
Informants, such as jailhouse snitches, may also be subjected to a
polygraph to help determine the reliability of their statements.
The same is true of some potential witnesses.
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Employment Screening
After the fifties and up until the government took action
in 1988, more then 80 percent of polygraph tests given were for this
purpose. Potential employees were asked about past dishonesty
and criminal behavior in order to avoid hiring people who might
damage the company. Then its use was banned under the Federal
Employee Polygraph Protection Act (EPPA), except in government jobs,
companies that manufactured or dispensed drugs, and companies that
do sensitive work on government contracts. Under this law, an
employer in a private business can ask an employee to take a
polygraph only if the employer provides clear documentation of his
or her suspicions, and the employee may not be fired only on the
basis of polygraph results.
The FBI administers some 5000 polygraphs a year for people
entering sensitive jobs, with each applicant taking two separate
tests with different types of questions.
Since the 1950s, the polygraph has been used extensively for
applicant screening in police departments. Some 25% are
disqualified based on polygraph information, such as illegal drug
use, employment dishonesty, and involvement in felonies.
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Civil Litigation
Violations among private citizens and businesses taken
through a legal procedure in the civil arena are punishable with
monetary awards. These include personal injury, property
damage, intentional misconduct, and breaking contracts.
Polygraphs may be used on witnesses or suspects, as long as there is
no violation of the EPPA.
Post-conviction Sex Offender Testing
Polygraphers go through specialized training for this in
order to be able to interview subjects and attend to cognitive
processing that can be unique to some types of offenders.
James Calams, of Calams & Associates, Ltd., is a professional
polygrapher based in Phoenix Arizona. (Jcalams@cableone.net).
With fifteen years of experience as a police officer and twenty as
an investigator in which he developed a program to track roving
criminals, he now works fulltime doing polygraph testing. Most
of his work involves pre-employment, certification, and
"specific issue" testing for police departments, although
he also works in private industry.
"Specific issue testing," he explains, "is about a
single incident or issue, such as a police officer involved in
excessive force, theft, or some other kind of crime. Recently
I was hired by a battery company that was missing $123,000 worth of
merchandise. I tested all of the employees on that
issue."
He points out that someone may be guilty of a crime but still pass a
polygraph test. "A lot of it has to do with your
conscious and subconscious psychological set and the type of
admissions you make." The accuracy rate for
pre-employment testing, he estimated, was 72-78 percent, while
specific issue testing is better, at 80-90 percent.
"You're talking with someone about their entire lives, from the
day they were born to the day they're sitting with you, and you have
control questions prepared to compare against the relevant
questions. If the person stole money, the relevant questions
will all pertain to money, and the control questions are questions
about their earlier life histories."
To conduct a good polygraph test, Calams says, you have to be a good
interviewer. "In my police training, I got to talk to
people from all different walks of life. I don't put myself
above anyone and I can talk to anyone. There are three things
that I need to do as an interviewer: get information, give
information, and make a friend. That's how you get people to
talk. If you can do that, you're job is done."
Although polygraph testing has become much more accepted in the
scientific community, its use in court is still viewed with
suspicion.
In a 1998 case, United States v. Scheffer, the U. S. Court of
Appeals for the Armed Forces decided that President Bush's decision
to ban all use of polygraphs from military courts was
unconstitutional. It was appealed to the Supreme Court, which
ended up in a complex legal situation. They reviewed the studies and
left the decision as to whether or not to admit polygraph evidence
up to each jurisdiction. Any court can decide to exclude it
per se (under any circumstances) or to evaluate it case by case,
according to the ruling in Daubert that it has a reliable
scientific foundation. The polygraph appears to compare
favorably with evidence like fiber analysis, ballistics comparison,
and blood analysis, all of which have become standard court
procedures.
One reason for using a polygraph
result in court is to bolster the credibility of witnesses by
showing them to be non-deceptive. Another is to impeach the
credibility of a witness. However, once allowed, litigants may
try to introduce such readings for most or all witnesses, and then
experts would be called in for some, substantially increasing the
length and cost of cases.
Even with the imperfect accuracy rates, the polygraph is superior to
the ability to detect deception through observation or statement
analysis by even the most experienced professionals. The
question, however, is whether it is the best device on the market.
Let's look at another that has been offered as its own form of lie
detection.
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