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THE POLYGRAPH
Polygraphs: How They are Used


Keeler with his polygraph (CORBIS)

In the 1930s Keeler developed what is now understood as the prototype of the modern polygraph machine.  With John Reid and Fred Inbau, they established a school to properly train investigators.

The first stage of a polygraph examination, the pre-test, involves gathering data about the subject—his or her medical background, physiological condition, and psychological history.  The examiner must decide at this time whether the person is competent to take the test and will also explain the way the test works.

During the chart collection phase, the examiner will administer and collect data on several charts.  He may allow the subject to explain any responses or reactions to certain questions.  After that, the results are analyzed. 

One of the early innovations in technique was known as "The Control Question Test."  As the examiner gathers biographical information, he impresses upon the person that honesty must be established throughout the procedure.  Some examiners used a bit of intimidation to get their point across.

For example, one approach was the "stim test," in which a subject was shown several playing cards.  He was to take one, look at it, and then place it back in the deck.  The examiner, who had not been told what the card was, shuffled the cards and then told the subject to say 'no' to each question about the cards he was shown, including the card that he drew from the deck.  That meant that one of his responses would be a lie.  Then the examiner picked the card that the subject drew to give the impression that the machine is infallible.  In fact, the examiner knew which card the subject had picked. Thus, deception was employed by some to strongly persuade a subject to tell the truth.  (It should be noted that not all polygraph examiners used or even approved of this technique.) 

Then, as with the R/I test, the examiner asked two types of questions:  "Relevant" questions were related to the crime and "control" questions were based on common misdeeds such as petty theft or betrayal, and were calculated to inspire an emotional reaction from the subject.  The assumption was that subjects would deny doing them, but was more likely than not to be lying.  Thus, their "deception response" could be measured.  When lying, then, innocent subjects would be more aroused by the control questions, while guilty subjects would react most strongly to the crime-relevant questions.

After the data is in, the charts get interpreted.

The polygraph drawing lines (AP)

The polygraph today is a compact device small enough to be portable.  Rubber tubes are placed on the examinee's chest and abdomen, as well as a blood pressure cuff on the arm and small metal plates attached to the fingers.  The primary mechanism uses a moving paper feeder and styluses that record the simultaneous input from three involuntary physiological responses: galvanic skin response, relative blood pressure, and respiration.  Some instruments add peripheral blood flow (from placing a plethysmograph on the finger).  The moment when a question is asked is marked on the paper, just before the response gets recorded.

The data are then interpreted through a numerical scoring system, according to deviations from a baseline that occur when the subject shows a physiological response to a question.  The examiner interprets the data according to the magnitude of the deviation and may also use his observations of the subject under interrogation.  He then concludes one of three things from the score:

  1. the subject was truthful
  2. the subject was deceptive
  3. the results were inconclusive

In 1981, psychologist and prominent polygraph critic, David Lykken, developed yet another test.  He called it "The Guilty Knowledge Test."  He felt that the goal of using a polygraph should be centered on detecting the presence of covert guilty knowledge of a crime in the suspect's mind, because subjects are aroused by a meaningful stimulus that has some association with the crime, which he called the "orienting response." 

As such, the procedure involved a full awareness of the facts that had been gathered by investigators, which would be known only to them, the victim(s) and the perpetrator.  For example, in the case of Charles Schmid of Tucson, who in 1965 had killed three girls and buried them in the desert, had he been thus interrogated with Lykken's method, questions might include:

  • What were they wearing when they died?
     
  • In what part of the desert were they buried? 

  • How were they killed? 

  • What was used to tie them?

  • Had anyone assisted him?

  • Had he told someone about what he'd done?

  • Was anything buried with them?

  • Had he taken anything off of one of them?

The examiner uses this information to create a series of multiple-choice questions, which would be presented to the suspect, with a direction to respond to each choice.  Supposedly, a guilty person reacts to recognizing certain details, especially if he believes that he is the only one who knows something.  For example, Schmid might not have realized that a friend had turned him in, and something that he had said in confidence to that friend—which would be revealed during questioning—ought to elicit a strong response.

The main problem with this test is that some offenders pay little attention to the details, so they might not even recognize significant things about the crime.  It can also be the case that a person has "guilty knowledge" because he was told about the crime, not because he participated.

Regardless of the method used, the main issue centers on just how accurate the polygraph really is.  The American Polygraph Association states that a survey of over eighty studies indicates that the polygraph has a high degree of validity, but accuracy depends on having a properly trained examiner, a good instrument, and on administering it using an accepted testing procedure and scoring system.  That means there are a lot of factors to coordinate. 

Critics of the polygraph are quick to point out significant problems with its reliability, so let's see what they have to say.

CHAPTERS
1. The First High-Profile Case

2. A Controversial History

3. How Polygraphs are Used

4. Problems with Polygraphs

5. Applications

6. The Stress Detector

7. Bibliography

8. The Author

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